One partner. Integrated capital markets solutions.
A successful U.S. listing requires more than legal documentation or financial statements — it requires coordinating experienced professionals across multiple disciplines. FMP serves as the strategic transaction manager, bringing together the right specialists at each stage.
Eight ways we support your journey to the U.S. public markets.
Nasdaq & OTC Listing Advisory
We guide companies through the strategic and procedural requirements of accessing U.S. public markets — assessing listing readiness, coordinating with securities counsel and reporting specialists, and managing the transaction timeline from initial evaluation through filing and listing.
- Listing venue and pathway assessment
- Readiness evaluation against exchange and market requirements
- Coordination with securities counsel and reporting specialists
- Filing timeline management
IPO Advisory
We coordinate the initial public offering process end to end — structuring the transaction, aligning management and advisors around a common timeline, and managing the workstreams between underwriters, legal counsel, auditors, and regulators.
- Transaction structuring and timeline coordination
- Underwriter, counsel, and auditor alignment
- Registration statement process management
- Investor readiness preparation
Reverse Merger Advisory
Where appropriate, we structure and coordinate reverse merger transactions as an alternative path to becoming a U.S. public company — evaluating shell company suitability, structuring the combination, and managing diligence and regulatory workstreams.
- Shell company evaluation and suitability review
- Transaction structuring
- Due diligence coordination
- Post-merger public company transition support
Capital Raising Advisory
We develop fundraising strategy and coordinate access to institutional capital — private placements, PIPEs, and other financing structures — aligned to a company's stage, sector, and transaction objectives.
- Fundraising strategy and structuring
- Private placement and PIPE coordination
- Institutional investor introductions
- Capital structure planning
Mergers & Acquisitions Advisory
We advise across the M&A lifecycle — target and counterparty identification, deal structuring, negotiation support, and execution management — for both strategic and cross-border transactions.
- Target and counterparty identification
- Deal structuring and negotiation support
- Cross-border transaction coordination
- Post-transaction integration planning
Corporate Restructuring
We advise on corporate reorganization and institutionalization ahead of a listing or transaction — group structure, holding company formation, and governance frameworks built to withstand capital markets scrutiny.
- Group and holding company structuring
- Corporate governance framework design
- Pre-transaction institutionalization
- Board and policy build-out
Strategic Financial Advisory
We support transaction and growth decisions with financial modeling, valuation analysis, and business planning — giving management and boards a defensible basis for the strategic choices ahead of them.
- Financial modeling and scenario analysis
- Valuation analysis
- Business and transaction planning
- Board and management advisory
Investor Readiness
We prepare companies for institutional scrutiny — information memorandums, investor decks, and due diligence packages built to the standard institutional investors and boards expect.
- Information memorandum development
- Investor deck preparation
- Due diligence package coordination
- Institutional investor positioning
One partner coordinating the complete ecosystem.
FMP serves as the strategic transaction manager, bringing together the right specialists to support each stage of the listing process.
U.S. Securities Counsel
- SEC Compliance
- Registration Statements
- Securities Law Advice
- Legal Due Diligence
- OTC & Nasdaq Legal Support
SEC & OTC Reporting Specialists
- Form S-1, F-1, Form 10
- Form 10-K, 10-Q, 8-K, 20-F, 6-K
- OTC Alternative Reporting
- Ongoing SEC Reporting
Investor Relations Professionals
- Investment Story Development
- Shareholder Communications
- Corporate Branding
- Analyst Relations
PCAOB-Registered Audit Firms
- PCAOB Audits
- U.S. GAAP Financial Statements
- IFRS Conversion
- Internal Controls & Financial Reporting
Broker-Dealer & Investment Banking Platform
- IPO & Capital Markets Advisory
- Private Placements — Reg D, Reg S, Rule 144A
- Institutional Capital Raising
- Market Making Coordination
Regional Corporate Advisors
- Corporate Restructuring
- Holding Company Formation
- Business Valuation
- IPO Readiness Assessment
Ongoing support for public companies.
FMP continues to support clients after they become public companies through strategic advisory, governance planning, regulatory coordination, and public company readiness.
SEC Periodic Reporting Coordination
Form 10-K, Form 10-Q, and Form 8-K coordination.
OTC Markets Compliance
OTC Alternative Reporting coordination and ongoing compliance support.
Corporate Governance
Governance frameworks, policies, and board-level support.
Investor Communications
Ongoing shareholder and investor relations support.
Capital Markets Strategy
Long-term positioning and financing strategy as a public company.
Public Company Advisory
Continuing strategic advisory throughout the public company lifecycle.
Legal services, including Registration Statements, SEC legal opinions, and Attorney Letters required for OTC Markets Alternative Reporting, are provided separately by Franklin Ogele, P.A., or other appropriately licensed legal counsel retained by the client.
Our Preferred Broker-Dealer / Investment Banks
For syndication and distribution of issues.
Nothing contained herein constitutes advertising, sales literature, or other promotional communication by or on behalf of any broker-dealer or investment bank identified herein.
Building an integrated broker-dealer platform.
FMP is developing integrated brokerage capabilities to enhance capital markets execution and client access — extending our coordination role into investment banking, capital raising, and trading infrastructure.
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